cs231n assignment1 KNN

---

title: cs231n assignment1 KNN

tags:

- KNN

- cs231n

categories:

- 机器学习

date: 2019年9月16日 17:03:13

---

利用KNN算法做图像分类。python2.7环境

首先运行cs231n/datasets下的get_datasets.sh获取数据集，如果你是windows用户，也可以在网盘下载后解压到datasets里。

链接: https://pan.baidu.com/s/1KMh7OoXAX3etAwIflorilg 提取码: q1rd

k-Nearest Neighbor (kNN) exercise

Complete and hand in this completed worksheet (including its outputs and any supporting code outside of the worksheet) with your assignment submission. For more details see the assignments page on the course website.

The kNN classifier consists of two stages:

• During training, the classifier takes the training data and simply remembers it
• During testing, kNN classifies every test image by comparing to all training images and transfering the labels of the k most similar training examples
• The value of k is cross-validated

In this exercise you will implement these steps and understand the basic Image Classification pipeline, cross-validation, and gain proficiency in writing efficient, vectorized code.

载入后的数据集里有50000个训练集和10000个测试集

cifar10_dir = 'cs231n/datasets/cifar-10-batches-py'
X_train, y_train, X_test, y_test = load_CIFAR10(cifar10_dir)

# As a sanity check, we print out the size of the training and test data.
print 'Training data shape: ', X_train.shape
print 'Training labels shape: ', y_train.shape
print 'Test data shape: ', X_test.shape
print 'Test labels shape: ', y_test.shape

Training data shape:  (50000, 32, 32, 3)
Training labels shape:  (50000,)
Test data shape:  (10000, 32, 32, 3)
Test labels shape:  (10000,)

为了减少运算量，训练集和测试集分别只取5000和500个

num_training = 5000
mask = range(num_training)
X_train = X_train[mask]
y_train = y_train[mask]

num_test = 500
mask = range(num_test)
X_test = X_test[mask]
y_test = y_test[mask]

将数据拉成二维向量

X_train = np.reshape(X_train, (X_train.shape[0], -1))
X_test = np.reshape(X_test, (X_test.shape[0], -1))
print X_train.shape, X_test.shape
out:
(5000, 3072) (500, 3072)

接下来修改cs231n/classifiers/k_nearest_neighbor.py，

先实现用两层循环求测试集和训练集的L2距离

 for i in xrange(num_test):
      for j in xrange(num_train):
        #####################################################################
        # TODO:                                                             #
        # Compute the l2 distance between the ith test point and the jth    #
        # training point, and store the result in dists[i, j]. You should   #
        # not use a loop over dimension.                                    #
        #####################################################################
        # pass
        dists[i][j] = np.sqrt(np.sum(np.square(X[i] - self.X_train[j])))
        #####################################################################
        #                       END OF YOUR CODE                            #
        #####################################################################
    return dists

用一层循环，利用了python的广播机制。

for i in xrange(num_test):
      #######################################################################
      # TODO:                                                               #
      # Compute the l2 distance between the ith test point and all training #
      # points, and store the result in dists[i, :].                        #
      #######################################################################
      # pass
      dists[i] = np.sqrt(np.sum(np.square(self.X_train - X[i]), axis = 1))
      #######################################################################
      #                         END OF YOUR CODE                            #
      #######################################################################
    return dists

不用循环的方式比较难理解，推荐https://blog.csdn.net/zhyh1435589631/article/details/54236643

如果测试集X是MxD，训练集self.X_train是NxD，那么 d1是MxN，d2.shape=(N,)可以认为是N维行向量，d3是M维列向量，所以可以相加，也是利用的python的广播机制。

 #########################################################################
    # TODO:                                                                 #
    # Compute the l2 distance between all test points and all training      #
    # points without using any explicit loops, and store the result in      #
    # dists.                                                                #
    #                                                                       #
    # You should implement this function using only basic array operations; #
    # in particular you should not use functions from scipy.                #
    #                                                                       #
    # HINT: Try to formulate the l2 distance using matrix multiplication    #
    #       and two broadcast sums.                                         #
    #########################################################################
    # pass
    d1 = -2*np.dot(X, self.X_train.T)
    d2 = np.sum(np.square(self.X_train), axis=1)
    d3 = np.sum(np.square(X), axis=1)
    d3 = d3.reshape(d3.shape[0],1)
    dists = np.sqrt(d1+d2+d3)
    #dists = np.sqrt(-2*np.dot(X, self.X_train.T) + np.sum(np.square(self.X_train), axis = 1) + np.transpose([np.sum(np.square(X), axis = 1)]))
    #########################################################################
    #                         END OF YOUR CODE                              #
    #########################################################################
    return dists

根据得到的dists对测试图像作出预测k=5时表示利用5个图像投票作出预测

def predict_labels(self, dists, k=1):
    """
    Given a matrix of distances between test points and training points,
    predict a label for each test point.

    Inputs:
    - dists: A numpy array of shape (num_test, num_train) where dists[i, j]
      gives the distance betwen the ith test point and the jth training point.

    Returns:
    返回的y是一个一维矩阵，y[i]表示对第i个测试图像的预测分类，结果是0-9
    - y: A numpy array of shape (num_test,) containing predicted labels for the
      test data, where y[i] is the predicted label for the test point X[i].
    """
    num_test = dists.shape[0]
    y_pred = np.zeros(num_test)
    for i in xrange(num_test):
      # A list of length k storing the labels of the k nearest neighbors to
      # the ith test point.
      closest_y = []
      #########################################################################
      # TODO:                                                                 #
      # Use the distance matrix to find the k nearest neighbors of the ith    #
      # testing point, and use self.y_train to find the labels of these       #
      # neighbors. Store these labels in closest_y.                           #
      # Hint: Look up the function numpy.argsort.                             #
      #########################################################################
      # pass
      # np.argsort()返回由小到大排序后的下标，比如
      # np.argsort([4,2,5,1]) return [3,1,0,2]
      # 排序后取前k个，dists存的是相近的图像，而y_train转换成图像的分类（标签）
      closest_y = self.y_train[np.argsort(dists[i])[:k]]
      #########################################################################
      # TODO:                                                                 #
      # Now that you have found the labels of the k nearest neighbors, you    #
      # need to find the most common label in the list closest_y of labels.   #
      # Store this label in y_pred[i]. Break ties by choosing the smaller     #
      # label.                                                                #
      #########################################################################
      # pass
      # np.bincount()返回索引出现的次数，比如：
      # x = np.array([0, 1, 1, 3, 2, 1, 7])
      # np.bincount(x)  out:array([1, 3, 1, 1, 0, 0, 0, 1])
      # argmax()返回最大数的下标
      y_pred[i] = np.argmax(np.bincount(closest_y))
      #########################################################################
      #                           END OF YOUR CODE                            #
      #########################################################################

    return y_pred

k_nearest_neighor.py补全完。

继续进行，你会看到得到的dists的维度是(500,5000)，表示500测试集和5000训练集的差，值越小表明图像越相似。如果将dists画出来，将是类似下面的图：

黑色表示值低，白色表示值高。

如果有一个测试数据和很多训练数据都相似，你将看到暗色的一条线。

我们可以通过classifier.predict_labels(dists, k=1)来从dists里提取最相近的图像的分类，并计算识别率。

y_test_pred = classifier.predict_labels(dists, k=1)

# Compute and print the fraction of correctly predicted examples
num_correct = np.sum(y_test_pred == y_test)
accuracy = float(num_correct) / num_test
print 'Got %d / %d correct => accuracy: %f' % (num_correct, num_test, accuracy)

out: Got 137 / 500 correct => accuracy: 0.274000

如果我们尝试不同的k，结果也会有所不同。比如k=5时的识别率可能是0.278

之后我们可以测试下k_nearest_neighbor.py里循环的不同实现方式速度的差别，在我的机器上是：

Two loop version took 29.503677 seconds
One loop version took 155.006175 seconds
No loop version took 0.291267 seconds

交叉验证

在使用训练集对参数进行训练的时候，经常会发现人们通常会将一整个训练集分为三个部分（比如mnist手写训练集）。一般分为：训练集（train_set），评估集（valid_set），测试集（test_set）这三个部分。这其实是为了保证训练效果而特意设置的。其中测试集很好理解，其实就是完全不参与训练的数据，仅仅用来观测测试效果的数据。而训练集和评估集则牵涉到下面的知识了。

因为在实际的训练中，训练的结果对于训练集的拟合程度通常还是挺好的（初始条件敏感），但是对于训练集之外的数据的拟合程度通常就不那么令人满意了。因此我们通常并不会把所有的数据集都拿来训练，而是分出一部分来（这一部分不参加训练）对训练集生成的参数进行测试，相对客观的判断这些参数对训练集之外的数据的符合程度。这种思想就称为交叉验证（Cross Validation）

我们可以通过交叉验证找到使得识别率最高的k的值。

本次试验我们把训练集分成5部分放入X_train_folds和y_train_folds，其中y_train_folds[i]就是对应X_train_folds[i]的标签。

################################################################################
# TODO:                                                                        #
# Split up the training data into folds. After splitting, X_train_folds and    #
# y_train_folds should each be lists of length num_folds, where                #
# y_train_folds[i] is the label vector for the points in X_train_folds[i].     #
# Hint: Look up the numpy array_split function.                                #
################################################################################
# pass
# 将y_train拉成列向量
y_train_ = y_train.reshape(-1, 1)
#使用np.array_split将向量分成等长的num_folds份
X_train_folds , y_train_folds = np.array_split(X_train, num_folds), np.array_split(y_train_, num_folds)
################################################################################
#                                 END OF YOUR CODE                             #
################################################################################

使用k_to_accuracies = {}存储运算结果，k_to_accuracies是一个字典类型，其中k_to_accuracies[i]存储一个长度为num_folds的list，表示k=i时的交叉验证精度。

################################################################################
# pass
for k_ in k_choices:
    k_to_accuracies.setdefault(k_, [])
for i in range(num_folds):
    classifier = KNearestNeighbor()
    X_val_train = np.vstack(X_train_folds[0:i] + X_train_folds[i+1:])
    y_val_train = np.vstack(y_train_folds[0:i] + y_train_folds[i+1:])
    y_val_train = y_val_train[:,0]
    classifier.train(X_val_train, y_val_train)
    for k_ in k_choices:
        y_val_pred = classifier.predict(X_train_folds[i], k=k_)
        num_correct = np.sum(y_val_pred == y_train_folds[i][:,0])
        accuracy = float(num_correct) / len(y_val_pred)
        k_to_accuracies[k_] = k_to_accuracies[k_] + [accuracy]
################################################################################
#                                 END OF YOUR CODE                             #
################################################################################

部分结果如下：

k = 1, accuracy = 0.263000
k = 1, accuracy = 0.257000
k = 1, accuracy = 0.264000
k = 1, accuracy = 0.278000
k = 1, accuracy = 0.266000
k = 3, accuracy = 0.239000
k = 3, accuracy = 0.249000
k = 3, accuracy = 0.240000
k = 3, accuracy = 0.266000
k = 3, accuracy = 0.254000
k = 5, accuracy = 0.248000
k = 5, accuracy = 0.266000
k = 5, accuracy = 0.280000
k = 5, accuracy = 0.292000
k = 5, accuracy = 0.280000
k = 8, accuracy = 0.262000
k = 8, accuracy = 0.282000
k = 8, accuracy = 0.273000
k = 8, accuracy = 0.290000

画出图来就是这样

可以看到最高精度在k=10处取得，因此我们将k设置为10，重新计算knn的识别精度

# Based on the cross-validation results above, choose the best value for k,
# retrain the classifier using all the training data, and test it on the test
# data. You should be able to get above 28% accuracy on the test data.
best_k = 10

classifier = KNearestNeighbor()
classifier.train(X_train, y_train)
y_test_pred = classifier.predict(X_test, k=best_k)

# Compute and display the accuracy
num_correct = np.sum(y_test_pred == y_test)
accuracy = float(num_correct) / num_test
print 'Got %d / %d correct => accuracy: %f' % (num_correct, num_test, accuracy)

out: Got 141 / 500 correct => accuracy: 0.282000

得到精度0.282，虽然只有少许提示，但改变k的值并不会明显增加计算复杂度，所以哪怕只有少量的提升也是有意义的。

The End！