GROUP BY中的WITH CUBE、WITH ROLLUP原理测试及GROUPING应用

前几天，看到一个群友用WITH ROLLUP运算符。由于自个儿没用过，看到概念及结果都云里雾里的，所以突然来了兴趣对生成结果测了一番。

一、概念：

WITH CUBE：生成的结果集显示了所选列中值的所有组合的聚合。

WITH ROLLUP：生成的结果集显示了所选列中值的某一层次结构的聚合。

GROUPING：当行由 WITH CUBE或WITH ROLLUP运算符添加时，该函数将导致附加列的输出值为 1；当行不由 CUBE 或 ROLLUP 运算符添加时，该函数将导致附加列的输出值为 0。仅在与包含 CUBE 或 ROLLUP 运算符的 GROUP BY 子句相关联的选择列表中才允许分组。

二、测试：

1、建立临时表

CREATE TABLE #T0
(
    [GRADE] [VARCHAR](50) NULL,     --年级
    [CLASS] [VARCHAR](50) NULL,     --班级
    [NAME] [VARCHAR](50) NULL,      --姓名
    [COURSE] [VARCHAR](50) NULL,    --学科
    [RESULT] [NUMERIC](8,2) NULL    --成绩
)
 
CREATE TABLE #T1
(
    [ID] [INT] IDENTITY(1,1) NOT NULL,    --序号
    [GRADE] [VARCHAR](50) NULL,           --年级
    [CLASS] [VARCHAR](50) NULL,           --班级
    [NAME] [VARCHAR](50) NULL,            --姓名
    [COURSE] [VARCHAR](50) NULL,          --学科
    [RESULT] [NUMERIC](8,2) NULL          --成绩
)
 
CREATE TABLE #T2
(
    [ID] [INT] IDENTITY(1,1) NOT NULL,    --序号
    [GRADE] [VARCHAR](50) NULL,           --年级
    [CLASS] [VARCHAR](50) NULL,           --班级
    [NAME] [VARCHAR](50) NULL,            --姓名
    [COURSE] [VARCHAR](50) NULL,          --学科
    [RESULT] [NUMERIC](8,2) NULL          --成绩
)

2、插入测试数据

INSERT INTO #T0 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT '','CLASS1','9A01','C#',100
UNION
SELECT '','CLASS1','9A02','C#',100
UNION
SELECT '','CLASS2','9B01','C#',100
UNION
SELECT '','CLASS2','9B02','C#',100
UNION
SELECT '','CLASS1','8A01','JAVA',100
UNION
SELECT '','CLASS1','8A02','JAVA',100
UNION
SELECT '','CLASS2','8B01','JAVA',100
UNION
SELECT '','CLASS2','8B02','JAVA',100

查询T0表结果：

3、GROUP BY

抛砖引玉，看看常用的GROUP BY排序：默认以SELECT字段顺序(GRADE->CLASS->NAME->COURSE)进行排序，以下两种查询结果是一样的。

SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
 
SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
ORDER BY GRADE,CLASS,NAME,COURSE

4、WITH CUBE

原理1：以GROUP BY字段依次赋以NULL值进行分组聚合。

原理2：第1个字段(即GRADE字段)生成结果：除原始数据外，以第1个字段固定赋以NULL值，然后其它字段依次赋以NULL值进行分组聚合，结果由右往左进行排序。

下面开始测第1个字段的结果是怎么来的：

INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT 'ZZ' GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY CLASS,NAME,COURSE
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT 'ZZ' GRADE,'ZZ' CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY NAME,COURSE
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT 'ZZ' GRADE,'ZZ' CLASS,'ZZ' NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY COURSE
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT 'ZZ' GRADE,'ZZ' CLASS,'ZZ' NAME,'ZZ' COURSE,SUM(RESULT) RESULT
FROM #T0
 
--第1个字段结果排序由右往左
INSERT INTO #T2 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,CLASS,NAME,COURSE,RESULT FROM #T1 WHERE ID BETWEEN 1 AND 27 ORDER BY COURSE,NAME,CLASS,GRADE
 
UPDATE #T2 SET GRADE=NULL WHERE GRADE='ZZ'
UPDATE #T2 SET CLASS=NULL WHERE CLASS='ZZ'
UPDATE #T2 SET NAME=NULL WHERE NAME='ZZ'
UPDATE #T2 SET COURSE=NULL WHERE COURSE='ZZ'

WITH CUBE的结果：

SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
WITH CUBE

自已测试的结果：

SELECT * FROM #T2

结果与上面一致。

其它字段优先跟哪个字段组合、最终怎样排序？呃，测过，没搞清楚……

5、WITH ROLLUP

原理1：除原始数据外，以GROUP BY最后1个字段(即COURSE字段)固定赋以NULL值，然后其它字段依次赋以NULL值进行分组聚合，结果由左往右进行排序。

这个跟WITH CUBE的第1个字段非常相象：一个是第1个字段，一个是最后1个字段；一个结果是由右往左排序，一个结果是由左往右排序。

下面开始测结果是怎么来的：

TRUNCATE TABLE #T1
TRUNCATE TABLE #T2
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,CLASS,NAME,'ZZ' COURSE,SUM(RESULT) RESULT
FROM #T0
WHERE NOT EXISTS (SELECT 1 FROM #T1 WHERE GRADE=#T0.GRADE AND CLASS=#T0.GRADE AND NAME=#T0.NAME AND COURSE='ZZ')
GROUP BY GRADE,CLASS,NAME
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,CLASS,'ZZ' NAME,'ZZ' COURSE,SUM(RESULT) RESULT
FROM #T0
WHERE NOT EXISTS (SELECT 1 FROM #T1 WHERE GRADE=#T0.GRADE AND CLASS=#T0.CLASS AND NAME='ZZ' AND COURSE='ZZ')
GROUP BY GRADE,CLASS
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,'ZZ' CLASS,'ZZ' NAME,'ZZ' COURSE,SUM(RESULT) RESULT
FROM #T0
WHERE NOT EXISTS (SELECT 1 FROM #T1 WHERE GRADE=#T0.GRADE AND CLASS='ZZ' AND NAME='ZZ' AND COURSE='ZZ')
GROUP BY GRADE
 
INSERT INTO #T1 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT 'ZZ' GRADE,'ZZ' CLASS,'ZZ' NAME,'ZZ' COURSE,SUM(RESULT) RESULT
FROM #T0 
 
--结果排序由左往右
INSERT INTO #T2 (GRADE,CLASS,NAME,COURSE,RESULT)
SELECT GRADE,CLASS,NAME,COURSE,RESULT FROM #T1 ORDER BY GRADE,CLASS,NAME,COURSE
 
UPDATE #T2 SET GRADE=NULL WHERE GRADE='ZZ'
UPDATE #T2 SET CLASS=NULL WHERE CLASS='ZZ'
UPDATE #T2 SET NAME=NULL WHERE NAME='ZZ'
UPDATE #T2 SET COURSE=NULL WHERE COURSE='ZZ'

WITH ROLLUP的结果：

SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
WITH ROLLUP

自己测试的结果：

SELECT * FROM #T2

结果与上面一致。

6、GROUPING

这个就比较容易理解了，WITH CUBE与WITH ROLLUP用法一样，先看结果：

SELECT GRADE,CLASS,NAME,COURSE,SUM(RESULT) RESULT,GROUPING(COURSE) [GROUPING]
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
WITH ROLLUP

上面GROUPING的是COURSE字段，有NULL值就是WITH ROLLUP额外添加的，GROUPING结果值为1。

有了GROUPING，那做小计、总计就方便了。

SELECT
    GRADE,
    CASE WHEN GROUPING(GRADE)=1 AND GROUPING(CLASS)=1 THEN '总计' WHEN GROUPING(GRADE)=0 AND GROUPING(CLASS)=1 THEN '小计' ELSE CLASS END CLASS,
    NAME,COURSE,SUM(RESULT) RESULT
FROM #T0
GROUP BY GRADE,CLASS,NAME,COURSE
WITH ROLLUP

好了，原理测试及应用就到这里结束了。